Regulatory Compliance

Review state Laws, Regulations, and Rules

  • Develop necessary changes to rating programs and policy forms and endorsements
  • Develop or provide advice on application to company operations including:
    • Underwriting
    • Rating
    • Underwriting Guidelines
    • Auditing
    • Agency Appointments and Relationships
    • Cancellation/Non-renewal
    • Record Retention
  • Research any regulatory issue and provide business guidance.
  • Review and provide comments on Market Conduct Examinations
  • Be the client’s liaison with state regulators and legislators
  • Negotiate fines and penalties on your behalf